OCIE Provides Registered Advisers and Broker-Dealers Guidance on Data Protection Compliance Obligations Under Reg S-P and Safeguards Rule

Data Breach News

OCIE Provides Registered Advisers and Broker-Dealers Guidance on Data Protection Compliance Obligations Under Reg S-P and Safeguards Rule

For many of the issues identified by the SEC OCIE, the adage “pay me now or pay me later” comes to mind. Given that data breaches of large organizations are reported daily in journals and blogs, such …

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